Minimising operational risk and improving compliance

The amount of change in the financial services sector shows no sign of slowing.  Financial and regulatory changes take a large proportion of change budgets just to keep pace with Solvency II, MiFID, IFRS, GDPR, Pensions Dashboard, etc. At the same time operating procedures and controls need refreshing to reflect new digital customer propositions, where new risks and challenges need to be addressed.

At Capita, we implement innovative new technology leveraging Artificial Intelligence (AI) and Robotics to quickly identify and evaluate risks.  We then introduce tried and tested operational frameworks that minimise risk and improve overall compliance.  These frameworks have been updated to reflect new business and operational dynamics such as online buying and management of life and pension products.  Our established relationship with the regulator means we work closely to ensure our approach is in line with current thinking.

Follow the links below to discover how we can work alongside your organisation to tackle areas such as your operational risk and compliance.

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